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Compliance Manager - Investment Risk Job in Brooklyn, Ohio US
Monster
 
 
 
 

Job Summary

Company
KeyBank NA
Location
Brooklyn, OH
Industries
Government and Military
Job Type
Full Time
Employee
Years of Experience
2+ to 5 Years
Job Reference Code
84145712

Compliance Manager - Investment Risk

About the Job

Location:
4900 Tiedeman Road - Brooklyn, Ohio 44144-2302

About the Job

The Investment Risk Compliance Manager plays a critical role in independently measuring, monitoring, and assessing risks across investment activities. This position ensures effective risk oversight by providing credible challenge, identifying emerging issues, and escalating concerns to senior management when necessary.

Working within the Compliance Risk Management organization, you will oversee the risk management of a diverse range of investment products-including equities, fixed income, alternative funds, and managed solutions-offered by Key Private Bank.

As part of theKPB Wealth Compliance team, you will work closely with line of business partners and research analysts in the Chief Investment Office to:

Develop and maintain a deep understanding of fund and portfolio risk profiles
Enhance and innovate risk oversight frameworks and methodologies
Ensure compliance with internal policies and regulatory expectations
Conduct targeted reviews and deep dives into emerging risk areas and their potential impact on the business

Essential Functions

Oversee investment risk for third-party equity, fixed income, and liquid alternative fund managers, including specialized solutions and separately managed accounts.
Utilize industry-standard tools (e.g., FactSet, Morningstar, Bloomberg) to analyze investment risks and challenge assumptions.
Independently conduct monitoring reviews of equity and fixed income funds presented by the Chief Investment Office.
Identify, assess, and monitor investment risks, providing credible challenge and escalating key issues to senior management.
Partner with investment and risk teams to maintain a deep understanding of fund and portfolio risk profiles.
Enhance and innovate risk oversight processes to ensure compliance with investment, liquidity, and counterparty risk policies.
Perform deep-dive analyses on emerging risk areas and evaluate their potential impact on the business.
Assist in other Compliance Risk tasks across the Compliance Risk Management Space, as needed.
Participate and lead formal testing/monitoring

Required Qualifications

Bachelor's degree in Finance, Economics, Risk Management, or a related field
Minimum of 5 years of experience in investment risk, compliance, or asset management
Strong understanding of investment products, including mutual funds, SMAs, and alternative investments
Proficiency with risk and research tools such as FactSet, Bloomberg, and Morningstar
Demonstrated ability to independently assess risk and provide credible challenge
Excellent analytical, problem-solving, and communication skills
Strong attention to detail and ability to manage multiple priorities in a fast-paced environment

Preferred Qualifications

Advanced degree (MBA, MS Finance, etc.) or professional certifications (e.g., CFA, FRM)
CFIRS or other like certifications
Experience working in a private bank or wealth management environment
Familiarity with regulatory requirements related to investment risk and compliance

Job Posting Expiration Date: 08/08/2025

KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.
 
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